Niran's employment, taken legal action against him and paid a compensation for the affected client.?

company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in

the client a compensation of 50,000 baht. The misconduct is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of

payment of 249,848,464 baht (comprising civil penalties, compensation at the equal amount to the benefits received or should have been received, and reimbursements of investigative expenses incurred by

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

transaction concerning the trade of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

06.32 hrs). 14/12/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from

compensation of the benefit received from committing the offense in an amount of 1,319,570.00 Baht     - a civil monetary penalty of 1,662,730.50 Baht SEC Act (the fifth

comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of