ซื้อขายสัญญาซื้อขายล่วงหน้า อื่น ๆ     แบบสำรวจความคิดเห็น     Verify Code Reload * re-Verify Code   ข้อมูลผู้ติดต่อ : ฝ่ายกำกับธุรกิจนายหน้าและค้าหลักทรัพย์ หน่วยงาน สำนักงานคณะกรรมการ ก.ล.ต. แฟกซ์ 0

(repurchase agreement)     แบบสำรวจความคิดเห็น     Verify Code Reload * re-Verify Code    

(ระบุ)     แบบสำรวจความคิดเห็น     Verify Code Reload * re-Verify Code   ข้อมูลผู้ติดต่อ : นางสาวกิตติณี ลักษณะสิริศักดิ์ ฝ่ายกำกับธุรกิจจัดการลงทุน หน่วยงาน สำนักงานคณะกรรมการ ก.ล.ต. เบอร์โทรศัพท์ 0-2695

Code. The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009

. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of