assistance and capacity building to support SEC’s roadmap in establishing an ecosystem for fundraising and investment that will promote sustainable finance development._____________________
; (3) SEC and SFC have agreed on technical assistance on green finance ecosystem whereby SFC will share its experience to support the environmental social governance (ESG) policy of the Thai capital
Businesses Giving Assistance to Debtors Affected by Circumstances Impacting the Thai Economy, and (2) the Temporary Relief Measures for Additional Accounting Approaches to Mitigate Impacts of the COVID-19
Office: LSCO) สาธารณรัฐประชาธิปไตยประชาชนลาว (สปป. ลาว) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ “Virtual Seminar for Technical Assistance Sessions” ซึ่งจัดขึ้นเมื่อวันที่ 9 และ 11 กันยายน 2563 โดยเนื้อหาในการสัมมนา
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance
: Case 1: misappropriating money through loan transactions for VBBWith the assistance of the persons under (5) ? (7), the persons under (1) ? (3) conspired to misappropriate TRITN money in concealment
characteristics of director and executive at any issuing or listed company for a period up to 3 years to be specified by the SEC.In case of Ornsiri, her assistance to Assavin?s insider trading was an offence under
to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for
technical assistance to the SEC under the First Initiative Project, Thailand: Enhancing SEC Assessment Capacity to enhance auditors? performance in compliance with international standards. The OAG, as the