clearing and settlement related to or because of a client’s derivatives trading. The benefits, the controlling power or the financial support under Paragraph 1 may arise from an agreement, an understanding
’ meeting to (1) increase the foreign shareholding ratio to support the allocation of newly issued ordinary shares under the specific objective basis to specific investors (Private Placement) from not
required to obtain the approval from the Board of Directors meeting before the entry into the transaction and to disclose the information relating to the transaction to the Stock Exchange of Thailand. The
that the Meeting of the Board of Directors No. 4/2020 held on 14 May 2020 has passed the resolutions of related transactions as follows: Approval Forth Smart Trading Company Limited (Subsidiary Company
resolved to propose that the 2018 Annual Ordinary General Meeting of Shareholders to be held on April 20, 2018 consider granting approval for the Company to execute the Agreement for Engagement of CH
selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support