business operator shall be approved by the SEC Office, the SEC Office hereby issues guidelines for application and approval for appointment of person to be director and executive of a derivatives business
/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3
(“the Company”) would like to inform that the Board of Directors’ Meeting No.4/2018 on November 14, 2018, approved transactions with connected persons as follow: 1. Financial assistance to KT Medical
approval of the offer for sale, the SEC Office might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or
. Unanimously approved the reviewed financial statements of the Company for the first quarter ended May 31, 2017; 2. Approved the connected transaction with the related companies. (Details as attachment) 3
approved the reviewed financial statements of the Company for the first quarter ended May 31, 2018; 2. Approved the connected transaction with the related companies. (Details as attachment) Please be
ที่ BCH No.BCH.019/2018 26 February 2018 Subject : Approval of transaction with connected person Attention : The President The Stock Exchange of Thailand The Board of Directors’ Meeting of Bangkok
approved by the Board of Directors and disclosed to the Stock Exchange of Thailand. The transaction does not require the approval from shareholders’ meeting. Please be informed accordingly. Yours Sincerely
provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
securities without approval in the category of debenture in violation of Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The SEC has therefore filed separate complaints against the four