e-service Online Submission Derivatives Advisors >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   4/2557 (Synopsis

e-service Online Submission Derivatives Advisors >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02

e-service Online Submission See canceled document Derivatives Advisors >> Executives / Personnel   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Advisors >> Approval & Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Advisors >> Fees   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E 2546   9 03/07

preparing the training course “Business and Human Rights for Business Sector in the Capital Market” consists of the following advisors: (1)  Emeritus Professor Vitit Muntarbhorn (2)  Mrs. Prakairatana

trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai

private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested

require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was

MD&A seminar on January 30, 2013 at the Ambassador Hotel, Bangkok, with more than 600 participants from listed companies and financial advisors.  At the seminar, the SEC executives and a guest speaker