financial innovation, and emerging and cross-border regulatory development, aiming to further specify more consistent rules and regulations.   

for promoting the development of financial innovation and regulations in our respective jurisdictions. We look forward to enhancing a close cooperation with the CSSF in the future.”Mr. Claude MARX

-border investment opportunities for investors.  “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in

principles for supervising additional digital asset businesses before proposing the Ministry of Finance to issue ministerial regulations in due course. ______________________________

code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics

asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or

.   The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with

SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional

of the PF business to replace the present fixed and detailed regulations. The scope of amendment includes, for example, corporate structure, personnel readiness, fees, investment management, prevention

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The