licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “net capital” means liquid capital
with the provisions under the Notification of the Securities and Exchange Commission concerning Regulations for Becoming Trustee in Sukuk Transaction and the Notification of the Capital Market
. 2542 (1999) and Section 18 of the Derivatives Act B.E. 2546 (2003) , and Paragraph 1(6) under Clause 16 of the Ministerial Regulation concerning Granting Permission of Securities Business B.E. 2551 (2008
. 2542 (1999) and Section 18 of the Derivatives Act B.E. 2546 (2003), and Paragraph 1(6) under Clause 16 of the Ministerial Regulation concerning Granting Permission of Securities Business B.E. 2551 (2008
of derivatives broker; “derivatives contract” means a derivatives contract under Section 3 of the Derivatives Act B.E. 2546 (2003) having securities, gold, crude oil, currencies, exchange rate
undertake derivatives business in the category of derivatives broker; “derivatives contract” means a derivatives contract under Section 3 of the Derivatives Act B.E. 2546 (2003) having securities, gold, crude
under Thai or foreign law related to supervision of financial institutions, and the barring period from serving as director, manager, person with managerial authority or advisor of financial institution
: 1. Objective of the Notifications To specify regulations supporting cross-border offerings of covered funds under HK-TH-MRF in Thailand (Inbound) and offering of Thai covered funds in Hong Kong