DSI for its consideration to take further legal action. The allegation shows that the accused are considered to be untrustworthy to perform duties as directors and executives of a securities issuing

information was insufficient for identification or verification.In addition, as the head of the company's Anti-Money Laundering Committee, he failed to take action when certain clients ordered transactions

strictly cautious and accountable for their own action. However, forward looking statements based on actual, not distorted facts available at the time, is permissible even though the outcomes afterward turn

judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken

or action happening or caused to happen or reasonably believed to likely happen, which may give rise to material and adverse impact on PCCA or jeopardize the execution of this transaction as indicated

Factory License ( RorNgor. 4) as required for the business operations; (2) As of the date of the transfer of the entire business, there shall be no event or action happening or caused to happen or

’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED   Securities Code: MAJOR   2. Date of action resulting in reporting obligation 25/09/2019 Foreign Securities company MACQUARIE BANK LIMITED (     ) Direct

’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED   Securities Code: CAZ   2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

’ name GLOBAL CONSUMER PUBLIC COMPANY LIMITED   Securities Code: GLOCON   2. Date of action resulting in reporting obligation 11/12/2019 (     ) Direct sale/purchase   (  ) Other (please specify) Trade

’ name HUMANICA PUBLIC COMPANY LIMITED   Securities Code: HUMAN   2. Date of action resulting in reporting obligation 09/12/2019 Foreign Securities company INSTINET (ASIA) (     ) Direct sale/purchase