UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exc...
securities business, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of
securities business, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of
January 2019, the annual general meeting of the BCP Innovation Pte. Ltd. approved a resolution to increase its registered capital from USD 42 million (attributed to 42 million shares, valued at USD 1 per
. · ชื่อทรัพย์สิน ในกรณีที่เป็นตราสารที่ไม่ได้ขึ้นทะเบียน หรือจดทะเบียน (Non-SET, Non-Registered) เช่น ตั๋วแลกเงิน หรือ ตั๋วสัญญาใช้เงิน ให้แสดงชื่อตราสารเป็นชื่อเต็ม ภาษาไทยเป็นหลัก แต่ถ้ายาวจะใช้ชื่อย่อ
January 16, 2020, the Company had registered the change in the paid-up capital to the Department of Business Development (DBD). 6 Bangkok Commercial Asset Management Public Company Limited Interest Income
interbank and money market assets. Capital Reserves and Capital Adequacy Ratio Under the principles of Basel III, the Bank of Thailand requires commercial banks registered in Thailand and members of their
Limited with shareholding proportion of 51% and 49% respectively with a registered capital of THB 1 mn. The objective is to study the development of the mixed-use project in Thailand. Development and
which does not qualified as a brownfield project; “association”3 means an association related to securities business which is licensed by and registered with the SEC Office with the objective to promote
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