analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
Since the class action law came into force in 2015, the SEC has continuously publicized the information about the law to enhance knowledge and understanding of investors and interested parties
. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc
establish data sets and standards for certain information. The key points are summarized as follows: (1) To revise the reporting scope for business operators to include the submission of data
December 27, 2017 Re: Notification of the Progress on the Investment in Hero Experience Co., Ltd. To: President The Stock Exchange of Thailand As Demeter Corporation Public Company Limited (the “Company
from transferring or disposing of assets. The SEC will continue to monitor the progress of this case and coordinate with relevant agencies to prosecute to the fullest extent, in order to support the
ก.ล.ต. สนับสนุนสถาบันไทยพัฒน์ เผยผลตัวชี้วัดการประเมินความคืบหน้าในเรื่องการป้องกันการมีส่วนเกี่ยวข้องกับคอร์รัปชัน สำหรับบริษัทจดทะเบียน ไทย (Anti-corruption Progress Indicator) พบร้อยละ 60 ของ
Finance : Scaling Up Sustainable Finance Solutions for Accelerating Progress on the SDGs ซึ่งจัดโดยสมาคมเครือข่ายโกลบอลคอมแพ็กแห่งประเทศไทย (GCNT) และองค์การสหประชาชาติประจำประเทศไทย (UN) วัตถุประสงค์
on the SEC?s website to show the progress.? Recently, 264 companies have applied for CAC membership comprising 103 listed companies, 16 securities companies and 22 asset management companies while 9
inspection showed impressive progress, paving the way to the quality enhancement and increase the number of capital market auditors to accommodate the growth of Thai capital market. Tipsuda Thavaramara, SEC