revocation for actions that do not significantly affect operational systems or service delivery. In any case, digital asset business operators still have the duty to maintain qualifications related to
from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the
by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
Company had to make this sale for the reason that QI’s founders and major shareholders, who are not related parties to the Company, were all in favor of disposing QI to Continental. This transaction is at
(which is not a connected person of the Company and the subsidiary) with the total consideration of approximately USD 20 million (or approximately THB 660 million)1, part of it will be due at the closing
Ref. FPI.022/2018 5 October 2018 Subject : Cancellation of the acquisition of not more than 40% of paid-up capital in TSE Overseas Group Company Limited To : Board of Director and President of the
SIAM MAKRO PUBLIC COMPANY LIMITED : MAKRO The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Finanacial
1,111.09 Million Baht in 2018 to 1,076.93 Million Baht in 2019 a decreased of 34.16 Million Baht or 3.07% due to even through rubber glove industry expand production line but frozen foods, canning have not
certified public accountant No.………………..., working with ………….(name of the audit firm)…………., hereby certify as follows: 1. My immediate family members, including spouse and minor children, and I do not hold any