civil sanction, the SEC banned Jajjai from holding the position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the
instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was
. Facilitating payments out of the fund: e.g., allowing the registrar to order dissolution of the fund including a withdrawal of one employer from a pooled fund, allowing the fund manager to make a payment to an
companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key
committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same
can choose to receive their benefits in instalment after retirement, as opposed to a one-off total sum, and may choose to transfer the total benefits to a retirement mutual fund (RMF) after the PVD plan
flexible rules on investment. After REIT regulations become in force, asset management company and Type 1 property fund will have one year adjustment period during which the SEC will continue approving
businesses have potential and capability to go public but yet to do so. Perhaps, lack of sufficient knowledge and understanding about fund raising through the capital market is one of the obstacles. To support
Singapore, said ?The Expedited Review Framework for Secondary Listings is one of a series of initiatives that ACMF is working on to foster ASEAN capital markets integration in line with the objectives of the
the fund due to economic crisis, public danger or other serious situations, they will be able to suspend or postpone their contributions for one year at a time with approval of the Minister of Finance