listed companies more funding flexibility while maintaining the ability to meet the targeted fund; and    3. Revise the market price calculations, which are inconsistent due to different criteria for

and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in

Unyakowit), who was then an IEC executive.   Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy

, then TIES Chief Executive Officer, had been aware of the non-public information that the operating results for the second quarter of 2014 contained a significant loss, half of which was due to the

public offerings of two issuing companies concerning filing of application for approval for public offering of shares, registration statement, and draft prospectus (filing).Akekajak failed to perform due

pursue further action against the offerors and the financial advisor in due course.    # # #

operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs

debt securities, investors will be more exposed to credit risk of the branches than that of the foreign banks due to limitations of  law on bankruptcy. Thus, the SEC revises disclosure of the foreign

on MILL?s 2012 financial statements due to significant matter indicating that such transaction may not be considered conducting in a normal course of business. For the abdication of the right to

Q4/2012 net loss of 403.75 million baht, respectively, due to cash received from written-off foreign accounts receivable and disposal of non-operating land.  Usavadee and Perayuth facilitated Swake?s