unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,254,024 baht on Sermkhun Kunawong, Chief Executive Officer and Director of CMO Plc. (CMO) for using
director of any issuing and listed company. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by
for further legal proceeding. As a result, Paweena is banned from holding director or executive positions in any securities issuing company while the legal proceedings are underway. In any case, filing
having a gross profit of 1,788.1 million baht, or an increase of 193.47 percent from its Q1/2009. Choavalit, the project director responsible for Pluto LNG project, by virtue of his position, had access
directors and shareholders is also a WEH?s director and shareholder. In addition, due to its high value the transaction requires the approval from a shareholders? meeting that DEMCO will propose at an
market regulators as well as private sectors of both Thailand and Luxembourg.?? Mr. Jean Guill, Director-General of the CSSF, said ?we are pleased to enter into this MoU with the SEC Thailand, which will
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was