securities clients.Essentially, securities companies and derivative business operators would be allowed to invest their clients? assets in money market funds as well as bills of exchange and promissory notes
Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives
credibility of listed companies.? -----------------------------------
record the allowance for doubtful accounts on the advance payment to Mrs. Churairat E.Bonython, SCAN chairman of the board of directors and executive board, in which the auditors of both companies opined
. However, 34 single investment policy funds were dissolved to participate in master funds, closing the year at 469 PVDs in total. ?Companies and organizations consist of diverse groups of employees in terms
August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business
public offering (IPO) companies. The purpose is to ensure that CFOs and accountants clearly understand the expected roles and responsibilities in preparing financial reports and internal control system
supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors
development of asset management industry and enhance competitiveness of asset management companies not bank subsidiaries, but also open access for potential operators, such as Thailand Post, to take part in
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks