fostering long-term savings through mutual funds, highlighting the regulations and oversight to ensure that mutual funds are managed professionally, transparently, and in the best interests of unitholders

Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding

advice in relation to the SEC rules and regulations and disclosable information for a more efficient investor rights exercising process”, said the SEC Secretary-General.The SEC has continuously supported

The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each

, through effective enforcement, clear and applicable regulations to enhance competitiveness of all sectors.” Furthermore, the SEC chief aims for the regulatory body to create and deliver value propositions

action is based on the authority granted by the SET and TFEX regulations, which have been approved by the SEC Board and the Capital Market Supervisory Board (CMSB) to address incidents that could impact

of RO and ESOP. The SEC is therefore proposing to revise the regulations related to RO and ESOP of treasury stocks of public limited companies. In this regard, on 7 April 2022, the Securities and

SEC Secretary-General Ruenvadee Suwanmongkol said that since the regulations on details of mutual fund schemes supporting the establishment of SSF to invest mainly in listed securities took effect

notification of the Revenue Department’s Director-General.SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC will (1) finalize the regulations establishing these funds by 16 March 2020, (2) waive

are eligible for the program), (2) derivatives clearing house business, and (3) the securities trading center and derivatives trading center businesses. In this regard, the related regulations on