the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting https://publish.sec.or.th/nrs

Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money

for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

1/6 -Translation- No. KC 019/2562 4 September 2019 Subject: Notification on the resolution of the Board of Director Meeting Re: The land disposal of K.C. Park Ville (Zone B) To: President The Stock

Ref Ref. HF 0123 / 2017 September 20th, 2017 Subject : Notification of the Resolution of the Board of Directors No.5/2017. (Additional) To : Director and Manager of The Stock Exchange of Thailand. We

Chain Hospital Public Company Limited (the “Company”) No.2/2018, held on 26 February 2018 has passed the resolution to approve the related party transaction as the following details: Approval of Asset

of Bangkok Chain Hospital Public Company Limited (the “Company”) No.2/2018, held on 26 February 2018 has passed the resolution to approve the related party transaction as the following details

untrustworthy characteristics as director and executive of securities issuing company and listed company. As a result, they are not allowed to hold the positions of director and executive of any company whose

from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the