such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client. They cannot make decisions on behalf of clients
companies? research reports, however, cover only ?in-the-spotlight? large cap listed firms. In addition, investment behaviors among certain investors have shifted to concentrate in high P/E ratio and cash
permit investment consultants to make securities trading on their behalves. While investment consultant has the duty only to provide investors with investment advice or planning, investors are responsible
cautious and deal only with licensed business operators in order to avoid scams and rip-offs. List of licensees is available at the SEC website (www.sec.or.th) under ?License Check? banner. In case of
. Although, programmed to activate only when SET Index dropped by 10 percent and 20 percent without any breaker for the mai, setting parameter of circuit breaker at minus 10 percent for both markets triggered
business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Acquisition Transaction; and (2) no change has occurred, which causes a material adverse effect on the business or condition (financial or otherwise), results of operations, operations or assets. 4. Details on
quarters (equity only) 4/ Calculated from the total consideration value and other expenses e.g. tax and stamp duty The maximum size of this Transaction is 11.74% calculated on the basis of NTA as indicated
offering price is determined by the shareholders’ meeting of the Company, the Company is required to obtain approvals not only from the EGM but also from the Office of the Security and Exchange Commission