period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the

submitting reports on net capital calculations, etc. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=986  and the legal hub at: https://law.go.th/listeningDetail

Excellence Awards in the Service Innovation Category. For further inquiries or reports on suspicious investment scams, please contact the SEC Complaint Center via Hotline 1207, extension 22 or the SEC website

from those of other assets, and that (2) there have been reports about a number of foreign DA operators experiencing liquidity problems and asset-keeping risks in this regard. The SEC, in the past

Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is

; (2) Exemptions from reporting for directors or executives who are spouses or cohabitating partners in the same listed company, if one of them has already submit the reports to the SEC. This shall

. The full list of the approved mutual funds and capital market products as well as fund prospectus and reports is available in Thai via this link: https://market.sec.or.th/public/mrap/MRAPDefault.aspx

, cancellation of submission of paper document or reports, and codification of rules and regulations with manuals for convenience. SEC will gradually proceed with these by the end of 2020,” Ruenvadee said.About 19

manner.  The results of the study will, therefore, benefit the stakeholders in preparing financial reports and in setting guidelines for the improvement and development of the financial reporting of

ASEAN Audit Regulators Group meeting. High-quality financial reports are significant in cultivating trust in the capital market. To that end, auditors play an essential role in auditing and expressing