Sheet were as follows: 1. Total assets increased 145,258,122 baht compared to the last year due from the initial public offer of the new issued shares and the Company has not yet invested as declared in

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May

is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO

, such as, the first-time stock sale for the public or the Initial Public Offering (IPO), the issuing and sale of various types debentures and bonds, the method of fund-raising via crowdfunding, as well

ตามที่สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้ออกหลักเกณฑ์ให้บริษัทที่เสนอขายหุ้นต่อประชาชนครั้งแรก (Initial Public Offering: IPO) หรือ เสนอขายหุ้นเพิ่มทุนต่อประชาชน (Secondary

January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO

before making decisions to invest in initial public offerings (IPO).  SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any  financial instument of their

the meeting of capital market product development; including foreign companies? initial public offerings in Thailand (primary listing), foreign companies? secondary listing, depositary receipt (DR

draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case