;) เดียวกัน เพื่อให้มีความยืดหยุ่นและสอดคล้องกับสภาวการณ์ปัจจุบันตามแนวทาง Regulatory Guillotine โดยได้ปรับปรุงประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ สน. 68/2564 เรื่อง หลักเกณฑ์ เงื่อนไข
notify the incidents to the regulatory agencies in time, the intermediaries shall design a plan for communication with relevent persons either inside or outside companies in accordance with possible
well as to be able to notify the incidents to the regulatory agencies in time, the intermediaries shall design a plan for communication with relevent persons either inside or outside companies in
institutions holding securities business licenses, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that
of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification. (Unofficial Translation) - 3 - Chapter 1
, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification
to investor contact from a regulatory organization of the countries accepted by the Office, in case the investor contact has obtained approval through such qualifications. Chapter 5 Transitional
has been approved or registered to perform duties similar to investor contact from a regulatory organization of the countries accepted by the Office, in case the investor contact has obtained approval
has been approved or registered to perform duties similar to investor contact from a regulatory organization of the countries accepted by the Office, in case the investor contact has obtained approval
partnership with TOT. QoQ, cost of service dropped 2.8% from lower IC cost. Regulatory fee was Bt1,403mn decreasing 4.9% YoY and 1.2% QoQ. Currently, regulatory fee to core service revenue remained at 4.1