ภาคประชาชน เช่น SEC Check First, SEC Bond Check, SEC Fund Check, SEC Open Data และบริการสำหรับผู้ประกอบธุรกิจในตลาดทุน เช่น e-License, e-Document และ e-Reporting รวมถึงการยกระดับประสิทธิภาพการกำกับดูแล
ก.ล.ต. เพื่อให้สามารถนำไปประมวลผลและจัดทำข้อมูลที่เปิดเผยต่อสาธารณะ (open data) ได้สะดวกยิ่งขึ้น (2) ให้ บลจ. เปิดเผยข้อมูล factsheet ต่อสาธารณะและจัดส่งให้ ก.ล.ต. เมื่อมีการจัดตั้งกองทุนหรือมีการเพิ่ม
spot market, open trading accounts and trade through website www.goldexasia.com. It was, however, found that there was no gold delivery while payments were not made in full for trading transactions
public as gold futures trading agents. They also advertised and solicited the investing public to open gold futures trading account and conduct trading transactions through the following websites
requested the selling of SCB Open-end Long Term Fund Dividend 70/30 in a portion that met the minimum of 5 year investment. A bank officer who was not an investment consultant processed the selling of
suspension: 4. {E} of Classic Gold Futures Co., Ltd. gave the company's client information for other securities companies to solicit such clients to open trading accounts with them. He also took the account
they can easily make profits from trading gold futures contracts, which made numerous investors believe and decided to open trading accounts with the company and paid investment amounts to the company in
placement (PP-10)* channels. Furthermore, the amendments also support the offering of sustainability-themed bonds through convertible debentures by private limited companies (PP-SME)**. This will open up
14,118 14,345 14,536 14,691 14,743 14,871 15,091 15,423 15,714 14,643 14,886 15,324 Plain Investment Consultant (Experienced Staff) 225 223 223 207 206 205 203 203 202 183 183 183 Asean Investment
increased from THB 328.6 Mn in 2016 to THB 423.5 Mn in 2017 and increase of THB 94.9 Mn or 28.9%. This increase was mainly due to staff increases in middle management recruited to support the future business