capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
with the capital market. Aiming to enhance supervision of property valuation profession to be in line with international standards and more suitable for current market environments, the proposed
under (1) and (2) constitute misconduct, indicating dishonesty and significantly affecting the reliability of personnel in capital market business, and the acts under (3) constitute a failure to
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
lower transfers of condominium units, and decline in hotel revenue based on market conditions. Central Pattana Public Company Limited Management’s Discussion and Analysis (MD&A) Consolidated Financial
startup firms for enhancement of our business capabilities to achieve sustainable growth while maintaining our market leadership over the long term. Guided by our core strategies of “Customer Centricity
growth and returns while maintaining our market leadership over the long term. Guided by our core strategies of “Customer Centricity” and making KBank the Customers’ Main Bank for all eight customer
คงค้างในบัญชีมาร์จิ้น (ผลรวมของเงินให้กู้ยืมเพื่อซื้อหลักทรัพย์และมูลค่าตามราคาตลาดของหลักทรัพย์ที่ให้ยืม) ของลูกค้ารายใดรายหนึ่ง (exposure to single client) เกินกว่าร้อยละ 25 ของเงินกองทุนของบริษัท