six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO, released on 20 September 2024: https://www.sec.or.th/EN
deadlines and allows business operators and regulated companies to request additional extension for the SEC’s consideration on a case-by-case basis. The details are as follows: 1. Securities companies
for consideration of approval as follows: (1) A waiver in the case where the bond issuer is unable to maintain an interest bearing debt to equity ratio not exceeding 3:1, as reflected in the
Cybercrime Next door (Real Case) และ (3) บูทเสริมสร้างความรู้ด้าน Cybersecurity ทั้งนี้สำหรับผู้สนใจสามารถรับชมวิดิโอย้อนหลังได้ที่ : Panel Discussion หัวข้อ Embracing Generative AI
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – March 2017, the nine individuals
an exemption to the case where the custodial services provided by digital asset issuers, which involves keeping only the issued digital asset on behalf of their clients, does not fall within the
the company to rectify its financial condition to comply with the net fund maintenance rules as well as solve the issue of its improper and inadequate management and personnel structures and the case
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – February and July-August 2018, the 15
, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative; (2) To
shared knowledge and his perspectives on the topic, using case studies during an interactive training session, with more than 100 participating securities company executives, investment analysts and