record during the period as specified by the SEC Office which is backward not more than 3 years before the expected date of establishing the branch office or before the date of submitting requisition for

for the Company’s financial statements with fiscal years beginning on March 1, 2020. 2 As of February 29, 2020, the Company’s total cards reached 9 million cards, increased by 6% from the end of fiscal

staff for studying and planning for projects under development. Which the Group has structure them to support new projects which is expected to operate in 1-2 years. From the reason, there are negative in

continued investment in 1The Labor Protection Act (No. 7) B.E. 2562, effective from 5-May-19, stipulates additional legal severance pay rates for employees who have worked for a period of 20 years or more to

the seventh day of the following month. Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s

) -5- Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s verification and examination. CHAPTER III

business growth rate in 3-5 years 2. The executive should prescribe key policies in supervising the undertaking of fund management business in writing with an approval from the board of directors of the

the future plan such as business growth rate in 3-5 years Page 4 of 32 (Unofficial Translation) 2. The executive should prescribe key policies in supervising the undertaking of fund management business

Clause 27 in a manner that it is readily available for immediate request or inspection by the SEC Office, and shall maintain such documentation for at least five years from the date of the closing of the

the SEC Office, and shall maintain such documentation for at least five years from the date of the closing of the account. Clause 29 In providing derivatives brokerage services, the derivatives broker