Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
with the capital market. Aiming to enhance supervision of property valuation profession to be in line with international standards and more suitable for current market environments, the proposed
under (1) and (2) constitute misconduct, indicating dishonesty and significantly affecting the reliability of personnel in capital market business, and the acts under (3) constitute a failure to
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
) register the bonds with the Thai Bond Market Association (ThaiBMA) in all cases. In this regard, the SEC would grant a temporary exemption to the roll-over of outstanding non-investment grade bonds** to
provides lending services to listed companies clients and large corporate clients or financing for Investment Banking transaction of Capital Market Business. Current outstanding loans totaled Baht 20,196
Banking transaction of Capital Market Business. Current outstanding loans totaled Baht 20,196 million, expanded by 27.8% from the end of 2017. Special asset management (SAM) is responsible for distressed
undertake any responsibility for its accuracy, nor be held liable for any loss or damage arising from or related to its use. Notification of the Capital Market Supervisory Board No. TorThor. 70/2552 Re: Rules
debt securities issuers and the total fundraising size in the bond market, defaults or requests for maturity extensions are significant factors that impact investor confidence in bond investment. In