Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to purchase {X1} Company shares for his own benefit.With
Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
their trading decisions without objection or asking for any information of those securities. In addition, it was found that a client of Onjira asked her to make trading decision on his behalf while Wasana
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
trading account to buy 9,000,000 ESTAR shares based on inside information he learnt as the CEO. Such information was about the company?s Q4/2013 performance with significant increase in revenue and profit
Bangkok, April 20, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Charin Hansuebsai for using insider information to sell shares of Pacific Pipe Public Company Limited
trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a
respectively, if submitting the application for public offering within 2014, be awarded a plate of honor if obtaining approval from the SEC within 2014, etc.Interested business operators can seek further details
analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial