SEC Search

Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=372&lang=en

Bond Dealer & Underwriter

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=379&lang=en

Limited BDU

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=393&lang=en

Thailand Securities Finance Corporation : TSFC

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=613&lang=en

Derivatives Agent

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9906&lang=th&categoryID=CAT0000421

Derivatives Dealer

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9907&lang=en

Guidelineon the commencement for operation of securities / derivatives business

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9923&lang=en

List of Registered Selling Agent

https://capital.sec.or.th/webapp/en/infocenter/intermed/registrar/sellagent_e.php

ประกาศ แบบประเมิน และ คู่มือ สำนักงาน ก.ล.ต. ด้านเทคโนโลยีสารสนเทศ รูปแบบภาษาอังกฤษ

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?chk_frm=1&ref_id=9905&cat_id=1346

SEC files criminal complaint with ECD against Bitkub Online Co., Ltd. and its former directors for giving false statements, and against the former directors for making false entries in a juristic person’s document to deceive any person

The SEC’s investigation found that, in May 2021, Bitkub was subject to a cyberattack involving the theft of digital assets in a total of 16 cryptocurrencies, resulting in a certain amount of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=13139