maximum applicable civil sanctions, which must not be lower than those specified by the CSC. Civil penalties shall be remitted to the Ministry of Finance as public revenue. Notes: z* Section 317
growth in sales for Halcyon Tools and Engineering Co., Ltd. (HENG), our new subsidiary distributor in the Eastern Region established in Q4/2017. HENG had a total revenue of THB 39.70 million in 2017, and
subsidiary of E FOR L AIM Public Co., Ltd. Relationship: -None- 3. General Characteristic, Type, and Size of the Transaction Hi Healthcare Center Co., Ltd. (“HHC”) was established on September 25, 2017 by
”) was established on September 25, 2017 by registered capital at 100 MB with the objective to operate business concerning healthcare & esthetic clinic and cosmetic distribution. Filter Vision Public Co
sales for Halcyon Tools and Engineering Co., Ltd. (HENG), a subsidiary distributor in the Eastern Region established in Q4/2016. HENG had a total revenue of THB 2.47 million in 2016, and THB 39.70 million
obtain licenses to undertake all types of securities business but not including financial institutions established by any other law which have obtained securities business licenses. Clause 4 A securities
have established any arrangement to ensure that the relevant service provider is able to continue to provide the critical functions in such event of disruption. For the purpose of Paragraph 1, the term
investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause