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/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of Securities (246-2) Financial
Disclosure Annual Registration Statement (56-1) and Annual Report (56-2) Opportunity Day 5/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities
) Opportunity Day 5/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of Securities (246
(56-2) Opportunity Day 5/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of
for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
applying for approval using similar qualifications of investor contacts approved by or registered with any foreign regulatory organizations accepted by the Office, the application shall be submitted by the
which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold derivatives brokerage