ESGX submitted by 19 AMCs.* We anticipate that all of these new funds will be ready for initial public offerings as scheduled on 2 May 2025. Thai ESGX will accommodate both the transfers of existing LTF

According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading

hosting an annual conference must be submitted three years in advance. The SEC will submit the proposal for hosting the IOSCO annual conference on 7 June 2019 according to the IOSCO schedule. If passing

approximately 25.1 billion baht and 29 billion baht. According to the investigation, the planner for EARTH at the time of the SEC order (EY Corporate Advisory Services Limited (EY)) had prepared and submitted

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

for the benefits received from the commission of the offense shall be submitted to the Ministry of Finance as public revenue. ___________________  Remarks

, he was employed by the Kiatnakin Phatra Bank Public Company Limited. The Securities and Exchange Commission (SEC), with the inspection reports submitted by the Kiatnakin Phatra Bank PLC and the

increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose

. The SEC probed into the case and found that {B} traded securities on behalf of his client. He submitted trading orders through client's account and informed him afterwards. He also traded securities

the Project and download application form at www.sec.or.th or call for information at tel. 1207 ext. 2. Application forms can now be submitted at the SEC without any expenses from now until July 31