fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project. Importantly, the SEC has introduced
account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12
TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing, inflating and stabilizing the share price and matching orders within the group which
expected to help tackle with the issues concerning discounted private placement, capital increase without clear objective or use of money raised through capital increase for other objectives.
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: napaporn@sec.or.th. The public hearing ends on May 23, 2016.
or conspired with nine other persons to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading accounts to the point where the
economy. Besides, sustainability development through corporate social responsibility and corporate governance were emphasized to increase their awareness and implementation. In addition, this time it was
to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for