providers and those interested in partnering with the event, as this may inadvertently facilitate illegal activities. Likewise, the public and investors should study information carefully before making

), share listing and trading in a new secondary market, LiVe Exchange.”  In this regard, the SEC Board Meeting No. 2/2565 held on 3 February 2022 has passed a resolution approving the rules, regulations and

to the IT Standard Rules this time are summarized as follows:  (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls

investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of

in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness.  We take this opportunity to organize the 1st SEC Thailand

digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information

assets which are rights of claim and the change of the agent to collect and receive payments of debt in accordance with Paragraph 2 of Section 15 of the SPV Act. This would allow the private sector clear

effects of COVID-19 on the company. This information could be disclosed via different channels, including financial statements, in order that investors will be informed of important information for

funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings

Regulation is expected to take effect in the third or fourth quarter this year.   SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance