units of foreign investment scheme, a securities company shall comply with the following requirements: (1) receiving sale, repurchase or redemption order during hours and days as specified in offering
operator, which ceases its business in all categories by regulation or order, and when the SEC Office has received notice in writing from the business operator or when the order has come into force, shall be
decreased when compared to the same quarter of last year 3. A profit from foreign currency exchange of 21.83 million baht as the company entered into buying and selling forward exchange contracts in order to
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
business in all categories or which is suspended from its securities business in all categories by order of the SEC or the Office, and when the Office has received notice in writing from the securities
categories by order of the SEC or the Office, and when the Office has received notice in writing from the securities company or when the order of the SEC or the Office has come into force, shall be exempt from
order of the SEC or the Office, and when the Office has received notice in writing from the securities company or when the order of the SEC or the Office has come into force, shall be exempt from filing
auditor shall disclose the facts and material impact on the financial statements in his audit report on which he is to sign in order to give his opinion. Any auditor who fails to comply with the provisions