the overall capital market confidence. These proposed amendments would also streamline regulations to facilitate business operators in accordance with the SEC's Regulatory Guillotine* by allowing

investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as

responsibilities or agreed to act together in placing orders in such a way as to mislead the public regarding the price or trading volume of the share. They also placed consecutive orders with the intention of

development and management of the digital infrastructure of the capital market, while also recommending the application for funding from CMDF, promoting and cooperating with the main operators in the

-account of a Thai intermediary’s omnibus account only. Moreover, investors may also transfer their investment portfolio from one Thai business operator to another Thai business operator and may transfer

analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and

The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in

Federation of Thai Capital Market Organizations. At this meeting, representatives from the Federation of Thai Capital Market Organizations also attended. ____________________

by digitalizing the whole process, which means more efficiency and convenience and less burdens on all parties involved. The platform will also support the development of professionals' potentials for

listed company, and prohibited characteristics of personnel in capital market business. Currently, Patinya and Praphol are holding the positions of director and executive of listed company. Praphol is also