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The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions. However, the other two, namely, (1) LLC Fair Expo company and (2) Mr. Mikalai Zahorski, who are subject to a total monetary civil sanction of 6,005,620 baht (a civil penalty and a reimbursement of investigative expenses incurred by the SEC), refused to comply with the specified civil sanctions, which wa...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10438

SEC Thailand’s public hearing on draft regulations relating to the capital requirement for trust managers and trustee of REITs or infrastructure trusts and investment management companies of property funds or infrastructure funds

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=553

SEC Thailand’s public hearing on draft regulations relating to the resignation or removal of trustees and an appointment of a new trustees of Real Estate Investment Trusts (“REITs”), Infrastructure Trusts (“Infra Trusts”) and Private Equity Trusts (“PE Tr

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=628

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing House and the Securities Depository

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

The SEC’s public hearing on the proposed measures to prevent the usage of digital asset as a tool in the commission of crime and to supervise digital asset custodial wallet provider

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=691

SEC Thailand’s public hearing on proposed securities law amendment to revise the punishment provisions to be in line with Section 77 of the Constitution of the Kingdom of Thailand.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=713

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives intermediaries.