Thai bourse as well as the regulations governing offer of sale of depositary receipts (DRs) on foreign securities. The promulgation of those regulations is under the SEC strategic plan, aiming to expand
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing
year, everyone is welcome to visit the SEC booth presented under the theme ?Be Smart, Ask First? at SET in the City 2014.At the SEC booth, visitors will learn to ask the right questions to gain more
papers, sharing expertise and enforcement collaboration. The cooperation will not contravene public interest and will be in accordance with laws and regulations under the supervision of each organization
visiting SEC booth at SET in the City 2013. Presented under the theme ?SEC Investment Academy?, the SEC booth this year will be a source of knowledge for new investors. The visitors can start learning their
(SET); the Thai Listed Companies Association (TLCA); and the Federation of Accounting Professions under the Royal Patronage of His Majesty The King (TFAC). Mrs. Varunee Pridanonda, Member of the Capital
further action within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 320/2025 dated 12
and Executives in Enhancing Corporate Governance.” The event was jointly organized by the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), the Stock