guidelines issued thereunder. This allows SEC to supervise the operation of ICO portal related to IT systems more efficiently and in accordance with the oversight standards imposed on other types of
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
under appropriate oversight and to maintain confidence of investors who use the services. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=678
transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's
for private sectors.?To achieve the regulation-for-growth objective, an effective corporate governance mechanism must be in place for the oversight of decision-making process to ensure that corporate
Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and
. In addition, the draft regulation is expected to further clarify the scope of supervision of digital asset businesses because they are not under state oversight. The SEC conducted a public hearing on
นอขำยหุน้หรือโฆษณำเสนอ ขำยหุน้ผำ่นผูใ้หบ้ริกำร electronic trading platform ท่ีไดรั้บ ควำมเห็นชอบจำกส ำนกังำนไดเ้ป็นกำรทัว่ไป - - 5.4 กำรยกเลิกขอ้ก ำหนดท่ี issuer ตอ้งเสนอขำยคร้ังถดัไป ผำ่น funding
management companies on one trading platform (Fund Supermart) and investment strategists to recommend mutual fund investment and portfolio design that is suitable for investor risk profiles, taking into
เสนอซื้อเสนอขายให้ ประกอบกับในช่วงที่ผ่านมาได้มีวิวัฒนาการของการให้บริการเพื่อการซื้อขายตราสารหนี้ในต่างประเทศที่เรียกโดยทั่วไปว่า ระบบอิเล็กทรอนิกส์เพื่อการซื้อขายหลักทรัพย์ (electronic trading platform