to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for

order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities

Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The

OOH: Chong Nonsi Station VGI GLOBAL MEDIA PLC 2) PAYMENT – ENHANCING PAYMENT SERVICES AND MAKING STRATEGIC PARTNERSHIPS WITH THE NO.1 PLAYERS IN VARIOUS INDUSTRIES TO MOVE TOWARDS A CASHLESS SOCIETY

. จะกล่าวเปิดงาน และมีการสัมภาษณ์สด Ms. Hester Peirce กรรมการ ก.ล.ต. สหรัฐฯ หัวข้อ “U.S. SEC’s Move on Digital Assets” โดย ดร.วิทย์ สิทธิเวคิน เป็นผู้ดำเนินรายการ และในวันที่ 2 พฤศจิกายน 2564 เวลา

two are single funds and the last are pooled funds.The Selection Committee appointed by the AOP administers the first-round screening. Those passing the first round will move on to the interview. The

, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together

person concerned is notified and shall remain in effect until it is revoked or invalid for other reasons. Therefore, despite the move by IFEC through Mr. Suphanan, as long as the DBD has not revoked