เงินจากผู้ลงทุนรายย่อยเพื่อไปลงทุนในตลาดทุน จึงเป็นธุรกิจที่เกี่ยวข้องกับการได้รับความไว้วางใจ (Trust) และความรับผิดชอบ (Accountability) ต่อลูกค้าซึ่งเป็นเจ้าของเงิน ผู้

เกี่ยวข้องกับการได้รับความไว้วางใจ (Trust) และความรับผิดชอบ (Accountability) ต่อลูกค้าซึ่งเป็นเจ้าของเงิน ผู้บริหารระดับสูงจึงต้องมีบทบาทที่สำคัญในการกำหนดแนวนโยบายในการบริหารจัดการ

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. KorNor. 69

on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both

derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and

derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange Commission Notification of the

. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities