expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to shut down fraudulent contents or channels used for investment scams. Under this initiative, the SEC has

Guidelines, which cover the following key points:  (1) To reduce the submission frequency of IT audit reports suitable for the risk level of small business operators and low-risk business operators to every

technological change. SEC then proposes to amend processes related to the takeover regulations such as canceling hardcopy document submission, according to this consultation paper. The relevant reports can be

reports to give analysts and investors enough information to analyze the funds. They are also required to improve information provided in the factsheet to make it concise and easy to understand so that

SEC Secretary-General Rapee Sucharitkul revealed that “the financial reports are crucial for investors’ investment decision-making. The independence of auditors, which plays an important role in

easily-accessible contact channels for the provident fund members to request advice. Moreover, the proposed revised regulations would abolish certain kinds of reports of the investment management

convenient or easily-accessible contact channels for the provident fund members to request advice. Moreover, the proposed revised regulations would abolish certain kinds of reports of the investment

the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a

Bangkok, April 23, 2012 ? The SEC urges listed firms to emphasize on clear and complete disclosure of information in documents and reports in preparation for assessment of ASEAN Corporate Governance

the auditing standards were found.  Somchai stated in his reports on YNP?s financial statements for the year 2008 and Q1/2009 that appraisal value of land, where one of the company?s plants is located