, securities dealing business or securities underwriting business and capable of providing services related to debt securities and Sukuk is eligible to act as a bondholder representative. This is to ensure
and foreign issuers and to increase measures for protecting investors. The SEC is therefore conducting this public hearing on the proposed amendments to the regulations for securitized bonds with
conducted a public hearing on the related draft notification in this matter in November 2023, with which most of the expressed views are in agreement as proposed. To encourage securities issuing and
), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office within a designated timeframe. This report must include the following information: - Major shareholders and their
bond issuers. This also includes ensuring sufficient disclosure of information for investors through the funding portals’ platforms, accommodating their decision-making regarding the use of services
information related to the dilution effect, this could impact the shareholders’ rights and decision making. Therefore, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has
had filed the complaints. In this connection, the SEC had already provided information necessary for DSI legal proceedings.”The order establishing the working group for integrated enforcement actions
case may be). In this regard, 10 of the offenders agreed to comply with the civil sanctions imposed by the CSC. However, Mr. Chanon Wangtal and Mr. Natpapat Keschaimongkol refused to do so. It is thus
Prevention and Suppression of Technological Crimes (No. 2) B.E. 2568 (2025), the SEC has reported these platforms to the MDES. The MDES will restrict public access to them starting 28 June 2025. In this
expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to shut down fraudulent contents or channels used for investment scams. Under this initiative, the SEC has