violation of this Act, the rules of the Board, the provisions of the securities laws relating to the preparation and issuance of audit reports and the obligations and liabilities of accountants with respect
million according to Labor Protection Laws as TAS no.19 on employee benefits. 2.3 Shareholders’ Equity As at December 31, 2019, total shareholders’ equity was of Bt7,863.8 million, increased from December
which because of the highly strict of relevant laws and also the various ways of approach the customer. 2.3 Revenue from Customer Service Representative Outsourced for the three-month period was THB 35.0
issued by home regulator; 4 (c) has not had record of violating the laws or regulations under the responsibility of the home regulator in the matters relating to disclosure of material information to
category of private fund management which is a financial institution established under other laws or also conducting other types of securities business. Clause 11 In engaging in proprietary trading through
Institution , a life insurance company under the Law on Life Insurance , and a financial institution established under other laws: (1) securities financing business; (2) brokerage, dealing or underwriting of
the Law on Life Insurance, and a financial institution established under other laws: (1) securities financing business; (2) brokerage, dealing or underwriting of any securities, which is not limited to