according to the clients’ intention. The SEC emphasizes the importance of monitoring the operations of business operators to ensure that they comply with all governing rules. In this case, Zipmex clients may
Investor Alert Section on the SEC website for the public to check the list of business operators not under the SEC’s supervision; (2) Collaborating with the Anti-Fake News Center Thailand
: (1) creating level playing field of the digital asset market; (2) reducing burdens for all parties involved such as digital asset business operators, issuers, and investors; and (3) supporting the
in Thai version to facilitate Thai business operators in utilizing such handbook as a guidance in disclosing Environmental, Social, and Governance (ESG) information for investment products that are
failure to comply with Section 35 of the Emergency Decree may lead to the consideration of license revocation.” The SEC emphasizes the importance of monitoring the operations of business operators to
operators in the capital market; - You Protect Forests; We Protect You Project: The TRBN in conjunction with the Mae Fah Luang Foundation under His Majesty the King’s Royal Patronage, the Department
and monetary policy setting as transactions or activities may not be conducted through operators or intermediaries under the public-sector supervision. Meanwhile, the public sector should not hinder
models and conditions, based on the Corporate Governance principles. Emphasis will also be on business operators’ professionalism and consideration of investors’ best interest and a more diverse
minimum requirements for business operators and protect investors.?The SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures
Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving