business operation after the offering. Furthermore, the SEC has proposed a revision to the timeline for submitting financial statements for the six-month period and the annual financial statements of the
listed companies during the crisis and mitigate potential impacts on business operation. The two accounting guidelines approved by APSC on 16 April 2020 are: (1) the Temporary Relief Measures for
of the implementation of DLT to support the Thai Capital Market Digital Infrastructure initiative . The initiative, spearheaded by the SEC, was officially launched on 3rd September 2019 to increase
The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance
securities, which must have liquidity and reliable market price or reference price, are, namely (1) bonds registered with the Thai Bond Market Association and being government bonds or being given
Bangkok, May 14, 2014 - The SEC today filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against {X1} Co., Ltd. and {A} for operating unlicensed
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
firm to be prohibited from business expansion. In addition, in case where an increase of investment by any person or a group of persons causes the one-third limit to be exceeded, the asset management
committee members with accounting expertise gave the audience, guidance on playing roles as audit committee; for instance, preparation of new auditor?s report and trend of Thai Financial Reporting Standards
Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once