authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer
-2010. The SEC reviewed audit performance of Jadesada Hungsapruek, NIPPON?s auditor of Karin Audit Co., Ltd. and found that Jadesada did not comply with auditing standards. He did not carefully review
Bangkok, March 21, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against EMM Consulting Co., Ltd., Alan Sydney Roy
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Mr. Amit Prakash Mr. Amit Prakash, Managing Director of Polyplex (Thailand) Public Company Limited (“PTL”), and director and representative of juristic person of Polyplex (Asia) Pte. Ltd. (“PAPL
Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset
Limited 3. Details of the Related Party and their relationship with the Company The Director and major shareholder of Custom Pack Co., Ltd. is a close relative of the Company’s director. 4. General
companies: Company Business Relationship with AEONTS AEON Financial Service Co., Ltd. (“AFS”) Finance -Major shareholder of AEONTS, holding 35.12% of AEONTS’ s shares -Major shareholder of AEON Systems AEON
/2016, the Company set up another subsidiary namely Halcyon Tools and Engineering Co., Ltd. (HENG) as a distributor in the Eastern region. The new subsidiary has part of its customers transferred from
No. AC 125/2561 KHON KAEN SUGAR INDUSTRY PUBLIC CO., LTD 503 K.S.L. TOWER, 9th FLOOR, SRIAYUDHYA ROAD, RAJATHEVI, BANGKOK 10400 13 September 2018 SUBJECT EXPLANATION FOR THE CHANGE IN PERFORMANCE