creation among listed companies. Additionally, the SEC has revised regulations for AMCs managing Thailand ESG Fund, requiring them to optimize their knowledge, capabilities and expertise with due care
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
auditors. Besides, the SEC organizes various projects regularly to develop audit work quality. For example, hosting training sessions and online seminars to share knowledge with auditors in the capital
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more
publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by
ผ่านผู้ที่ได้รับอนุญาตประกอบธุรกิจผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (Digital Asset Fund Manager) และ (2) กำหนดให้ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลต้องจัดให้มีการทดสอบความรู้ผู้ลงทุน (knowledge test) ก่อน
better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management
year, SEC presents a “digital showcase” online exhibition and creates digital media to widen public knowledge on the use of technology in Thai capital market, such as the progress of infrastructure
professional training courses on a continuing basis, as stated in the SEC-approved curriculum of the Valuer Association of Thailand, to ensure sufficient self-development and knowledge improvement
customer’s knowledge and understanding, branch mentioned in the complaint, type of securities commonly named in the complaint, and amount of time the operator spent to resolve the problems, etc., will be