for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives. *** Since the approval period as investment consultant for complex
funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to
computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing services of
provided solely through computers or electronic devices linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an
linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing
เพียงพอ มีผูรั้บผดิชอบสูงสุดของหน่วยงาน compliance (head of compliance) อยา่งนอ้ย 1 คน ซ่ึงสามารถท างานเตม็เวลาในประเทศไทย และด าเนินการใหบุ้คลากรในหน่วยงาน compliance ไดรั้บการฝึกอบรมความรู้ท่ีเก่ียวขอ้
partially resolved and tends to gradually improve, therefore, the Board of Directors decided to fix the date of the Annual General Meeting of Shareholders for the year 2020 on 4 June 2020, 14:00 hrs, at Head