three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

regard, the SEC urges investors to be cautious in making use of news coverage on securities offering or fund establishment and listed companies? profit forecast, if it has not approved by the SEC or not

spot market, open trading accounts and trade through website www.goldexasia.com.  It was, however, found that there was no gold delivery while payments were not made in full for trading transactions

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further

than such specified age. Furthermore, the findings showed that Nakul had not properly conducted cadastral survey of land and inspected the building structures and renovation records prior to Montri Fund

prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement

Mr. Kusol Sangkananth Mr. Kusol Sangkananth, Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in

Mr.Kusol Sangkananth Mr. Kusol Sangkananth, Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in

Mr. Kusol Sangkananth Mr. Kusol Sangkananth, a former Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited (“MAX”), did not order or act in